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11
Apr 2017
(Tue)

AML and Financial Compliance Seminar: RegTech for AML & Financial Compliance

Subject: Investment Management

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Date & time: 11Apr 2017 (Tue)19:00 - 20:15

Venue: Rm 311, 3/F, Admiralty Centre, 18 Harcourt Road, Hong Kong

Fee: Free Admission

Speaker

Ms. Kelly-Ann McHugh, Head of Regulatory Intelligence, Asia-Pacific, Thomson Reuters ;

Mr. Nikhil Ramchandani, Client Manager, Thomson Reuters

Ms. Kelly-Ann McHugh, Head of Regulatory Intelligence, Asia-Pacific, Thomson Reuters

Kelly-Ann is the Head of Regulatory Intelligence and Enterprise Risk Solutions in Asia Pacific, Kelly-Ann leads the growth and retention of Thomson Reuters’ suite of solutions providing compliance officers with exclusive news, analysis and global regulatory event monitoring for Banking, Financial Services and Insurance markets. In a world where we track over 200 regulatory updates per day, over 53 alerts per day in Asia-Pacific, automation of the management of regulatory change has become critical. In Asia-Pacific, Kelly-Ann provides the voice of our customers in region to our global product management teams to enhance and develop our suite of regulatory solutions, ensuring the needs of Asia are met. Kelly-Ann manages Thomson Reuters Compliance, Audit and Risk workflow solutions and leading Financial Regulatory Change Management solutions. Kelly-Ann has 9 years of experience in the risk management industry, Kelly-Ann joined Thomson Reuters from Queensland University of Technology where she conducted Information Technology audits and IT risk advisory. Previously she worked at Deloitte within Enterprise Risk Solutions. Kelly-Ann joined Thomson Reuters to build sales in the Pacific region for Thomson Reuters’ Enterprise Risk and Regulatory Compliance software and content solutions. Kelly-Ann graduated from the University of Auckland in Accounting and Information Systems, she is a Certified Information Systems Auditor and in a previous life was once a Registered Chartered Accountant.

Mr. Nikhil Ramchandani, Client Manager, Thomson Reuters

Nikhil is a Client Manager at Thomson Reuters where he manages global strategic accounts to lead their growth and retention, covering both Financial and Risk solutions. Nikhil is the key point of contact for all matters and his specialty is in Screening/AML solutions for customer and enhanced due diligence. It is vital for him to understand regulation, industry standards and the complex compliance workflows of his customers to help them remain compliant and make efficient their processes as they move from tackling risks with headcount towards technology, data, and automation. The suite of solutions he covers help in reducing customer risk, financial risk, conduct risk, reputational risk, and more. Nikhil has worked with Thomson Reuters since 2015 and prior to this he was in the Research space. Nikhil graduated from The University of Nottingham with a Bachelor of Economics (Honours).

Enquiry: Enquiry: Ms Chu / 2867 8312 (ecaml@hkuspace.hku.hk)

Related link: Executive Certificate in Anti-Money Laundering and Counter Terrorist Financing
Executive Certificate in Finance and Compliance

Remarks

Language: English

The seminar will introduce latest AML and financial compliance solution and particularly focus on how it can effectively deal with the challenges for banks in current AML compliance. RegTech tools will also be examined which are being developed to manage conduct risk.