056 This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Certificate for Module (Compliance for Fintech and Insurtech) Programme Code: AC106A Application Code: 2150-AC106A 2867 8409 / 2867 8314 pgdipbi@hkuspace.hku.hk Fintech and Insurtech are new and hot technology in bank and insurance sectors. Programme Team proposes to introduce a Certificate for module ‘Compliance for Fintech and Insurtech’ which is an evolving area with market demand and is also a unique and pioneering course introduced by HKU SPACE. Applicants shall hold a bachelor’s degree awarded by a recognized institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: - an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or - a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or - HKALE Use of English at Grade E or above; or - HKDSE Examination English Language at Level 3 or above; or - equivalent qualifications. Applicants with other qualifications will be considered on individual merit. HK$8,000 per programme Application Fee: HK$150 36 hours English Level 6 (Reg. No.: 21/000476/L6) Validity Period: 01 Jul 2021 - on-going Certificate for Module (Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of TerrorismProfessional Level) Programme Code: FN045B Application Code: 2070-FN045B 2867 8392 ecfaml@hkuspace.hku.hk Hong Kong Monetary Authority (HKMA) works together with the banking industry to introduce an industry-wide competency framework – Enhanced Competency Framework (ECF) on Anti-money Laundering and Counter-financing of Terrorism (AML/CFT) to support talent development in AML/CFT. The syllabus will be provided by the Hong Kong Institute of Bankers (HKIB) and this programme is offered for students to prepare for the ECF on AML/CFT Professional Level Examination. Applicants shall fulfill the following entry requirement: - Advanced Certificate for ECF on Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) awarded or grandfathered by The Hong Kong Institute of Bankers (HKIB) HK$4,800 HK$500 (HKIB Study Guide - Students are required to complete pre-course reading materials listed in the HKIB Study Guide before training sessions.) 18 hours English Level 5 (Reg. No.: 18/000292/L5) Validity Period: 24 May 2018 - on-going 證書（單元：財富管理誠信顧問） 課程編號：FN060A 報名代碼：2070-FN060A 2975 5767 tawm@hkuspace.hku.hk 本課程旨在加深人壽保險業界從業員對保險業界不同領域的認識，以提高其個人服 務水平及誠信標準。完成課程後，學員能夠因應不同客戶的需要，制訂製合適的保 險及理財工具組合，為客戶提供詳盡有效和切實可行的財務方案。課程內容包括保 險業最新監管要求、信託概念和知識、不同地區的稅務事項、財富傳承的策略與執 行步驟、高端客戶的財富管理及財富心理學的應用。 HK$9,800 報名費用：HK$150 1個月零1個星期 資歷架構級別：3 資歷名冊登記號碼：21/000389/L3 資歷名冊登記有效期：2021年6月1日 - 持續有效 Certificate for Module (RegTech) Application Code: 2080-FN088A 2975 5767 cmrt@hkuspace.hku.hk The programme aims to equip students with the latest knowledge in innovation and applications of regulatory technology (RegTech). Students will learn how RegTech transforms the financial industry and presents business challenges to the industry. The programme will cover contemporary financial issues, regulatory framework and the impacts of RegTech. Applicants shall: (i) hold a relevant bachelor’s degree awarded by a recognized university or equivalent; or (ii) hold a relevant Associate Degree / Higher Diploma or equivalent, and have at least 2 years of related work experience. Applicants with other qualifications will be considered on individual merit. HK$9,000 Application Fee: HK$150 30 hours English Bridging Course for the Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of TerrorismProfessional Level Programme Code: FINA9321 Application Code: 2065-SC490A 2867 8392 ecfaml@hkuspace.hku.hk The programme aims to serve as a bridging course for relevant banking practitioners who would be exempted from the ECF on AML/ CFT of the HKMA with their professional qualifications at relevant professional bodies. Learners would be equipped with the analytical skills in Hong Kong regulatory framework, application of the risk-based approach, AML/CFT risks in specialist areas and financial inclusion in the banking context. Applicants shall hold the Certified Anti-Money Laundering Specialist certification or the International Diploma in AML awarded by the Association of Certified Anti-money Laundering Specialists and the International Compliance Association respectively. HK$1,700 HK$500 (Study Guides Fee (optional) Students can purchase a set of ECF on AML/CFT (Core & Professional Levels) study guides at the HKIB office or by courier service.) More details 6 hours English Examination Preparatory Programme for ACAMS Certified Anti-Money Laundering Specialist (CAMS) Application Code: 2075-FINA9357 2975 5767 acams@hkuspace.hku.hk This course is collaborated with Association of Certified Anti-Money Laundering Specialists (ACAMS). The programme structure follows the exam syllabus plus practical real cases sharing from the lecturers. The programme consists of one module and the syllabus is as follows. It comprises 12 contact hours with lectures. 1. Risks and Methods of Money Laundering and Terrorism Financing 2. Compliance Standards for Anti-Money Laundering (AML) and Combating the Financial of Terrorism (CFT) 3. AML, CFT and Sanctions compliance programs 4. Conducting and Supporting the Investigation Process HK$3,900 12 hours English
RkJQdWJsaXNoZXIy MTgwNDcxNg==