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RegTech and Anti-Money Laundering: A New Era of Customer Due Diligence

With rapid changes in the external money laundering environment, it is important for financial practitioners to update their knowledge in anti-money laundering and counter-terrorism financing (AML/CFT) development in Hong Kong. Innovation in Customer Due Diligence (CDD) especially for corporate customers and workable Know Your Customer (KYC) Utility solution by using blockchain technology to meet the regulatory AML requirements will be discussed.

Date: 24 Feb 2022 (Thur)

Time: 13:30-14:00

Format: Zoom

Language: Cantonese

Free-of-charge

Speaker: Mr. SK Lee, Chief Compliance Officer, RD Wallet Technologies


 

SK Lee is currently the Chief Compliance Officer of RD Wallet Technologies Limited, which is a FinTech company providing innovative solutions for payments amongst local and overseas corporate customers, and eCDD solution.  He is also acting as a Consultant in ZA International, which maintains various financial arms locally, including the first virtual bank in Hong Kong.

Before taking up the current roles, he was the Senior Executive in Business Development focusing on the Greater Bay Area, and the Head of Financial Crime Compliance in Hang Seng Bank Limited during 2014 to 2020, covering also Hang Seng China and other regulated financial subsidiaries in Hong Kong, Macau and Singapore.  He also spent 9 years in Standard Chartered Bank (Hong Kong) Limited performing various compliance roles and the last position was the Head of Compliance in Retails Clients.  During 1996 to 2006, he worked in the Hong Kong Monetary Authority in both Banking Supervision and Banking Policy Departments.

He is also the main speaker in the RegTech Executive Certificate program in HKU SPACE.  The program aims to equip students with the latest knowledge in innovation and applications of regulatory technology, and cover the contemporary issues, regulatory framework and the impacts of RegTech.  https://www.hkuspace.hku.hk/prog/exe-cert-in-regtech

SK is a Certified Anti-Money Laundering Specialist (CAMS) and Certified AML Professional (CAMLP), and Fellow of the Hong Kong Securities and Investment Institute (FHKSI).  He also holds Master degrees in Law (LLM, Common Law, CUHK), in banking (MSc Banking, CityU), and Asian Studies (MA, HKU), and Bachelor degrees in Public & Social Administration (BA(Hons) PSA, CityU) and Law (LLB, MMU, UK).

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