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Accounting & Finance Accounting
Executive Certificate in Audit Analytics
行政人員證書《審計分析》
- Course Code
- EP145A
- Application Code
- 2080-EP145A
- Study mode
- Part-time
- Start Date
- To be advised
- Next intake(s)
- October 2023
- Duration
- 3 months
- Language
- English, supplemented with Cantonese
- Course Fee
- Course Fee : HK$7300
Early Bird Rate : HK$6500
(Pay course fee on or before 10 April 2023)
Alumni Rate : HK$6500
- Enquiries
-
2867 84092861 0278
Want to be a Digital Auditor/Accountant before anyone else? If you want to excel at work, upgrade yourself with digital technology.
Take this Executive Certificate in Audit Analytics. Tools include ACL/ IDEA/ R/ WEKA/ TABLEAU.
Accounting and Auditing professionals need to be equipped with analytics technology in the new era.
The basic commercial landscape is rapidly shifting towards automated processes and data-backed decision making, and auditing is no different. In recent years, audit analytics has drawn great attention in the accounting and audit profession due to the increase in demand for enahncing audit quality by regulators, creditors, and investors; many audit firms and internal auditors have applied audit analytics to their audit processes.
In response to this trend, this programme aims to provide students with the basics of the application of analytics in the auditing process in current ubiquitous computer-based information systems and their application in organisations.
Student Comments:
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There are not many courses offered in market focus on Audit Analytics which is a growing trend nowadays!
Assessment and Award
- Assessment is based on an in-class exercise (30%) and an individual assignment of a case study (70%).
- To be eligible for the award of Executive Certificate in Audit Analytics, students should obtain at least 50% overall marks of assessment and 70% attendance.
Module: Audit Analytics
|
1. Introduction |
- Competing on analytics - Data analytics in auditing & continuous auditing (application, evolving approaches, and benefits) - Introduction to audit analytics related software & tools - Audit software (e.g. ACL, IDEA) - Visualization package (e.g. TABLEAU, QLIKVIEW) - Statistical packages (R Studio, SAS, SPSS) |
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2. Audit analytics in analytical procedures (I) |
- Descriptive analysis (Demonstration using ACL) - Data analysis – Part 1 (Demonstration using ACL) |
|
3. Audit analytics in analytical procedures (II) |
- Data analysis – Part 2 (Demonstration using ACL) - Benford analysis - Identifying duplicated records - ACL scripting and functions (Date & time, text manipulation and searching) - Developing audit trail and workpapers |
|
4. Audit analytics in analytical procedures (III) |
- Advanced data analytics practice |
|
5. Introduction to Audit Exploratory Analytics and Risk Assessment |
- Data visualization using Tableau - Ratio analysis - Continuous assessment - Structured data, big data and open data |
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6. Audit Exploratory Analytics (I) |
- Data interpretation concepts for Visualized Analytics - Visualized Analytics – Part 1 (Demonstration using Tableau) |
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7. Audit Exploratory Analytics (II) |
- Visualized Analytics – Part 2 (Demonstration using Tableau) |
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8. Audit Exploratory Analytics (III) |
- Advanced data analytics practice |
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9. Audit Exploratory Analytics (IV) |
- Project presentation for Audi Exploratory Analytics |
|
10. Data mining in Audit (I) |
- Data mining techniques – Part 1 (Demonstration using R Studio) |
|
11. Data mining in Audit (II) |
- Data mining techniques – Part 2 (Demonstration using R Studio) |
Tutor
Mr. Gary Yiu (MSc(CUHK), MSc(HKPU), CPA, CIA, CISA, CCEBS)
Mr. Yiu now heads up the risk management function of a clearing house in Hong Kong. He was Associate Director of one of the Big-4 firms and Assistant General Manager of an internal audit function of a note-issuing bank in Hong Kong. He has extensive risk management and audit experience and served as a lecturer in various academic programmes and professional courses in the past 9 years.
Guest Lecturer
Ms. Sarah So
Ms. So is a Data Science Specialist and has been working in IT audit for Bank of China and Hang Seng Bank for a number of years. She is experienced in analyzing banking business data in performing compliance surveillance to uncover anomalies, control gaps, fraud and non-compliance cases.
| Application Code | 2080-EP145A | Apply Online Now |
| Apply Online Now | ||
Schedule for April 2023 Intake (Tentative)
| Class Period | Day | Time | Venue |
| 21 April 2023 - 30 June 2023 | Friday | 19:00-22:00 | North Point / Fortress Hill |
Applicants shall:
Applicants with other qualifications and substantial senior level work experience will be considered on individual merits.
HK$150 (Non-refundable)
Course Fee- Course Fee : HK$7300
Early Bird Rate : HK$6500
(Pay course fee on or before 10 April 2023)
Alumni Rate : HK$6500
Online Application Apply Now
Application Form Download Application Form
Enrolment MethodOnline Enrolment
HKU SPACE provides 24-hour online application and payment service for students to apply to selected award-bearing programmes and to enrol in most open admission courses (courses enrolled on a first come, first served basis) via the Internet. Applicants may settle the payment by using either "PPS by Internet" (not available via mobile phones), VISA or Mastercard online. Online WeChat Pay, Online AliPay and Faster Payment System (FPS) are also available for continuing enrolment in the same programme, if online service is offered.
For first time enrolment
-
Complete the online application form
Applicant may click the icon
on the top right-hand corner of the programme/course webpage to make online application, and then follow the instructions to fill in the online application form.
Some programmes/courses may admit by selection, and may require applicants to provide electronic copy of any required documents (e.g. proof of qualification) as indicated on the programme/course webpage. Only file format in doc, docx, jpg and pdf are supported. -
Make Online Payment
Pay the application or programme/course fees by either using:
"PPS by Internet" - You will need a PPS account and a PPS Internet password. For information on how to open a PPS account and how to set up a PPS Internet password, please visit http://www.ppshk.com.
*Credit Card Online Payment - Course fees can be paid by VISA or Mastercard including the “HKU SPACE Mastercard”.
* HKU SPACE Mastercard cardholders who wish to enjoy 10-month interest free instalment scheme must pay their tuition fees in person at any of our HKU SPACE Enrolment Centres.
To know more about first-time online application/enrolment and payment, please refer to the user guide of Online Application / Enrolment and Payment:
For continuing enrolment in the same programme
Selected programmes offer online continuing enrolment service. Programme staff will inform students if they offer this service and offer further enrolment details.
Online Payment can be made via "PPS by Internet" (not available via mobile phones), VISA or Mastercard, Online WeChat Pay, Online AliPay and Faster Payment System (FPS)
In Person / Mail
For first time enrolment
-
For first come, first served short courses, complete the Application for Enrolment Form SF26 and bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.
[Download Enrolment Form SF26] -
Award-bearing and professional courses may require other information. Forms are usually available at the enrolment centres or on request from programme staff. Bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.
For continuing enrolment in the same programme
-
The standard ‘Enrolment/Payment Slip’ is designed for students of award-bearing programmes or remaining programmes in a suite of programmes requiring continuing enrolment and it applies to most programmes.
-
Students should complete the “Enrolment/Payment Slip” which will be made available by relevant programme staff and return the slip to any HKU SPACE enrolment centre or post it to the relevant programme staff with appropriate fee payment.
Please refer to available Payment Methods for fee payment information. If you are in doubt about the procedures, please check the individual course details, or contact our programme staff or enrolment centres.
Please note the followings for programme/course enrollment:
- To make an application online, you will need a computer with connection to the Internet and a web browser with JavaScript enabled. Google Chrome is recommended.
- Applicants should not leave the online application idle for more than 10 minutes. Otherwise, applicants must restart the application process.
- Only Early Bird Discount is supported for Online Applicants (Application). To enjoy other types of discount, please visit one of our enrolment centres.
- During the online application process, asynchronous application and payment submission may occur. Successful payment may not guarantee successful application. In case of unsuccessful submission, our programme staff will contact you shortly.
- Applicants are reminded that they should only apply for the same programme/course once through counter or online application.
- For online enrolment, a payment confirmation page would be displayed after payment has been made successfully. In addition, a confirmation email would also be sent to your email account. You are advised to keep your payment confirmation for future enquiries.
- Fees paid are not refundable except as statutorily provided or under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment).
- If admission is by selection, the official receipt is not a guarantee that your application has been accepted. We will inform you of the result as soon as possible after the closing date for application. Unsuccessful applicants will be given a refund of programme/course fee if already paid.
Disclaimer
The School provides a platform for online services for a selected range of products it offers. While every effort is made to ensure timeliness and accuracy of information contained in this website, such information and materials are provided "as is" without express or implied warranty of any kind. In particular, no warranty or assurance regarding non-infringement, security, accuracy, fitness for a purpose or freedom from computer viruses is given in connection with such information and materials.
The School (and its respective employees and subsidiaries) is not liable for any loss or damage in connection with any online payments made by you by reason of (i) any failure, delay, interruption, suspension or restriction of the transmission of any information or message from any payment gateways of the relevant banks and/or third party merchants for processing credit/debit/smart card or other payment facilitation mechanism; (ii) any negligence, mistake, error in or omission from any information or message transmitted from the said payment gateways; (iii) any breakdown, malfunction or failure of those gateways in effecting online payment service or (iv) anything arisen out of or in connection with the said payment gateways, including but not limited to unauthorised access to or alternation of the transmission of data or any unlawful act not permitted by the law.
1. Cash, EPS, WeChat Pay Or Alipay
Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.
2. Cheque Or Bank draft
Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and the applicant’s name.. You may either:
- bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
- or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of payment sent by mail.
3. VISA/Mastercard
Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.
4. Online Payment
Online application / enrolment is offered for most open admission courses (course enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, continuing students of award-bearing programmes, if their programmes offer online service, may also pay their course fees by Online WeChat Pay, Online Alipay and Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment for details.
Notes
- If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolement Centres and avoid making cheque payment under this circustance.
- Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque or PPS (for online payment only) will normally be reimbursed by a cheque, and fees paid by credit card will normally be reimbursed to the payment cardholder's credit card account.
- In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
- Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
- Receipts will be issued for fees paid but HKU SPACE will not be repsonsible for any loss of receipt sent by mail.
- For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to "HKU SPACE" to any of our enrolment centres.
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