055 For more and latest programme information, please visit our website 有關最新課程資訊及詳情，請瀏覽學院網站 hkuspace.hku.hk Minimum Entry Requirements 基本入學要求（P.015） Fee 學費 Duration 修業期 Medium of Instruction 教學語言 Qualifications Framework 資歷架構 Exemption 豁免 Short Course 短期課程 See legend on page 029 圖像說明於第029頁 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Executive Certificate in Finance and Compliance Programme Code: EP025A Application Code: 2065-EP025A 2867 8392 ec.fc@hkuspace.hku.hk The demand for financial compliance professionals grows with new compliance and regulation standards in Hong Kong. This programme aims to equip students with latest knowledge in financial compliance in banking and asset management. Executive Certificate in Finance and Compliance is regularly updated for the current changing regulatory landscape. Applicants shall: (a) hold a bachelor’s degree awarded by a recognized university or equivalent; or (b) hold an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of work experience; or (c) hold relevant professional qualifications. Applicants with other qualifications and substantial senior level work experience will be considered on individual merits. HK$2,800 per module HK$8,400 per programme Application Fee: HK$150 More details 4 months English, supplemented with Cantonese Finance and ComplianceWorkshop Series Programme Code: SC407A 2867 8392 ec.fc@hkuspace.hku.hk This workshop aims to equip students with latest knowledge in compliance issues for professionals working in asset management companies and banking institutions. It focuses on satisfying the regulatory and compliance requirements as determined by the legal framework in Hong Kong as well as teaching state-of-the-art practices in managing key risks faced by bank and asset management companies. HK$2,900 per module HK$8,700 per programme 4 months English, supplemented with Cantonese Executive Certificate in Financial Law and Ethics Programme Code: EP178A Application Code: 2075-EP178A 2867 8322 ecfle@hkuspace.hku.hk The programme takes an integrated approach to financial law and ethics in business and finance. It considers how legal principles and ethical considerations are applied in the context of real case studies. The programme offers an overview of financial law and ethics in financial market transactions in capital markets and asset management. It also analyses the efficacy of the organizational requirements which companies are obliged to have in place to prevent unethical conduct from happening. Applicants shall hold: - a bachelor’s degree awarded by a recognized University or equivalent; or - an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of relevant work experience. Applicants with other qualifications will be considered on individual merits. Module 1: Financial Law and Regulations HK$3,750 Module 2: Ethics and Professional Practice in Finance HK$3,750 Application Fee: HK$150 3 months English Executive Certificate in Fund Administration and Regulatory Compliance Programme Code: EP175A Application Code: 2070-EP175A 2867 8312 farc@hkuspace.hku.hk The programme takes an integrated approach to fund administration and the regulatory landscape in asset management. The programme offers an overview of investment fund structures, strategies, regulation and fund administration from front-end to back office operations. It also covers the current development of fund regulatory compliance in the Greater Bay Area. Applicants shall hold: - a bachelor’s degree awarded by a recognized University or equivalent; or - an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of relevant work experience. Applicants with other qualifications will be considered on individual merits. HK$7,800 per programme Application Fee: HK$150 30 hours English Certificate for Module (Anti-money Laundering – Cryptocurrency, Data Analytics and Financial Crime Sanctions) Programme Code: AC119A Application Code: 2085-AC119A 2867 8409 pgdcc@hkuspace.hku.hk Blockchain originated just over 10 years ago. Since then, virtual assets have become widely available and have started to be used as payment products. However, without established regulation and oversight, the sector is often still referred to as the “wild west” of the finance industry. Virtual assets have many potential benefits. They could make payments easier, faster, and cheaper; and provide alternative methods for those without access to regular financial products. But without proper regulation, they risk becoming a virtual safe haven for the financial transactions of criminals and terrorists. These gaps in the global regulatory system have created significant loopholes for criminals and terrorists to abuse. The technology behind virtual assets is fast-moving. Future developments should not create loopholes that terrorists and criminals can exploit. In 2021, cryptocurrency crimes and the scale of losses in Hong Kong soared to record levels in the first six months of this year, with one victim conned out of HK$124 million (US$15.9 million). Applicants shall hold a bachelor’s degree awarded by a recognized institution ,with 1-2 years of relevant work experience in anti-money laundering or have studied AML-related course . If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English , applicants shall provide evidence of English proficiency, such as: i. an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or ii. a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or iii. HKALE Use of English at Grade E or above; or iv. HKDSE Examination English Language at Level 3 or above; or v. equivalent qualifications. Applicants with other qualifications will be considered on individual merit. HK$8,000 per programme Application Fee: HK$150 33 hours English Certificate for Module (Big Data Governance and Data Compliance) Programme Code: FN055A 2867 8331 finedec@hkuspace.hku.hk For details, please refer to p.062
RkJQdWJsaXNoZXIy MTgwNDcxNg==