Compliance and AML

Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. There is a skill shortage in finance and compliance. Our programmes are designed to fill that gap.

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Executive Diploma in Anti-Money Laundering and Counter-Terrorist Financing

The programme aims to equip students with a theoretical and practical foundation and the latest knowledge in anti-money laundering and counter-terrorist financing. The programme focuses on the best practice approach to money laundering and terrorist financing prevention in Hong Kong.

Through case work, in-class discussions and expert guidance from our experienced speakers, you will learn how to assess the key elements of AML compliance programme.
First-hand study, experience-sharing and real-world cases by our AML speakers provides practical knowledge and skills in an attempt to prepare you to pursue a career in financial compliance.

Start 29 MAY 2025 (THU)

Duration 6 months

Fee - Module 1: Regulatory Principles of Anti-Money Laundering and Counter-Terrorist Financing $5,400

- Module 2: Anti-Money Laundering Compliance Programme $5,400

- Module 3: Financial Crime Compliance $2,800

- Module 4: Anti-Money Laundering in Practice $2,800

Executive Certificate in Finance and Compliance

The demand for financial compliance professionals grows with new compliance and regulation standards in Hong Kong. This programme aims to equip students with latest knowledge in financial compliance in banking and asset management. Executive Certificate in Finance and Compliance is regularly updated for the current changing regulatory landscape.

Start 21 MAY 2025 (WED)

Duration 4 months

Compliance and AML