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07
Jun 2025
(Sat)

Conversation between Internal Audit and AML

Event of: Open SPACE 2025

Subject: Accounting

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Date & time: 07Jun 2025 (Sat)15:45 - 16:45

Type of Event: Hybrid (In-person & Online Attendance)

Venue: Room 306 3/F, Admiralty Centre, 18 Harcourt Road, Admiralty, HK

Online Platform: HKU SPACE YouTube Channel

Fee: Free

Speaker

Mr Albert Tang (Chief Risk and Compliance Officer) ;

Ms Clara Tsui (Managing Director of Smart Giraffe Consulting Limited)

Mr Albert Tang

Mr Albert Tang, Chief Risk & Compliance Officer has over 25 years of experience in Anti-Money Laundering/Counter Terrorist Finance control that covered the law enforcement, public sector, financial industry and fintech business. He now oversees the risk, compliance function of a fintech group and also acts as Manager-in-charge role of the various functions of Securities & Futures Commission of company asset investment business. Previously, he played key person role of Compliance in Hong Kong based Insurance Institution and also worked in a Hong Kong listed technology companies, PCCW/HKT supervised a team of compliance professionals in charge of all compliance-related activities across all financial service including stored value facilities licenses, digital bank, insurance service, money lending and fintech business development and act as key contact with Hong Kong Monetary Authority.

Ms Clara Tsui

Clara Tsui is the Managing Director of Smart Giraffe Consulting Limited, a consultancy offering tailored solutions in internal auditing, risk management, and ESG reporting for businesses." Ms. Clara Tsui is a Fellow of the Hong Kong Institute of CPAs (FCPA) and a Certified Internal Auditor (CIA) with over 15 years of internal audit experience. She holds a master’s degree in business administration and has worked in internal audit across industries including public utilities, automotive, telecommunications, retail and manufacturing, ports, and real estate development and management.

Enquiry: 2867 8475 (certformod@hkuspace.hku.hk)

Relevant Programmes: Certificate for Module (Essentials of Internal Auditing) Certificate for Module (Practice of Internal Auditing) Certificate for Module (Business Knowledge for Internal Auditing) Certificate for Module (Anti-money Laundering – Practices and Issues) Certificate for Module (Anti-money Laundering – Cryptocurrency, Data Analytics and Financial Crime Sanctions); moreRelevant Programmes

In the ever-evolving landscape of financial services, combating financial crimes, such as money laundering, terrorist financing, and fraud, is of paramount importance. Internal audit plays a crucial role in ensuring organizations comply with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.
This seminar will introduce the latest development of the Anti-Money Laundering and Counter-Terrorist Financing law and internal audit in Hong Kong. It also explores the significance of AML and KYC compliance, key challenges faced by organizations, and strategies for effective internal audit. Speakers will also illustrate practical cases to connect and apply for your daily life and business development with various industries.

Language: Cantonese

The School may make available related programme information material at the seminar.
The School reserves the right to alter or modify the schedule of the event if necessary or expedient.