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Accounting & Finance Finance and Compliance

Certificate for Module (Introduction to FinTech)
證書(單元 : 金融科技入門)

CEF Reimbursable Course

CEF Reimbursable Course

Course Code
FN111A
Application Code
2345-FN111A

Credit
12
Study mode
Part-time
Start Date
To be advised
Next intake(s)
Sep 2025
Duration
4 months
Language
English
Course Fee
HK$6700
Deadline on 19 Sep 2025 (Fri)
Enquiries
28678312
28584750
Apply Now

Highlights

The programme introduces the basic concepts of FinTech, covering the emerging technologies of FinTech and regulatory challenges in FinTech. It examines main FinTech landscape including digital payment, peer to peer lending, cryptocurrencies, robo-advisor and regulatory technologies.
 

Programme Details

On completion of the programme, students should be able to
  1. Describe the key financial and technological terms and concepts of FinTech and communicate effectively about them;
  2. Explain the general FinTech landscape including digital payment, peer-to-peer lending, crowdfunding, blockchain and cryptocurrencies and robo-advising;
  3. Examine the application of the technology through case studies of successful FinTech ventures;
  4. Analyse the regulatory challenges in FinTech.

 

Award

Upon successful completion of the programme, students will be awarded within the HKU system through HKU SPACE a “Certificate for Module (Introduction to Financial Technology)”.

 

Assessment Criteria

Assessment will comprise continuous assessment (assignments) and examination. All assessments will be in English.

 

Attendance Requirement

Student are required to achieve at least 70% in attendance to complete the programme.

Application Code 2345-FN111A Apply Online Now
Apply Online Now

Venue

Modules

Syllabus

Technological innovations in Financial Services
  • Brief history of innovation in financial services
  • Enabling technology
  • Disruption and disintermediation in financial products and services
  • Ecosystem in FinTech
  • Influence on the global banking system
Fundamentals of Digital Finance Technologies
  • Data analytics overview
  • Basic concepts of Artificial Intelligence (AI)
  • Machine learning Basics
  • Principles of Big Data
  • Fundamentals of Cloud Computing
Overview of FinTech Segments and Applications (1)
  • Current FinTech landscape
  • Digital banking
  • Crowdfunding
  • Digital payment technologies and infrastructures
  • Digital wallets and remittances
Overview of FinTech Segments and Applications (2)
  • Blockchain and cryptocurrencies
  • Blockchain applications in banking and finance
  • Open application programming interface (API)
  • Peer to peer lending platforms
  • Digital wealth management and robo-advisors
Regulatory Challenges in FinTech
  • Regulatory compliance and risks
  • Cybersecurity, fraud and crime
  • Regulatory technologies and Know Your Client (KYC) Utilities
  • FinTech regulation
  • HKMA’s FinTech supervisory sandbox
Business Ethics in FinTech
  • Overview of ethical standards in financial services
  • Ethical elements of emerging technologies and FinTech
  • 3 Cs framework – competence, character and care
  • FinTech ethics and financial regulations

Class Details

Sep 2025 Intake - Tentative timetable (TBA)

Introduction to FinTech
Session Lecture Date Time Remarks
1 22 Sep 2025 (Mon) 7:10 pm - 10:10 pm  
2 29 Sep 2025 (Mon) 7:10 pm - 10:10 pm  
3 13 Oct 2025 (Mon) 7:10 pm - 10:10 pm  
4 20 Oct 2025 (Mon) 7:10 pm - 10:10 pm  
5 27 Oct 2025 (Mon) 7:10 pm - 10:10 pm  
6 3 Nov 2025 (Mon) 7:10 pm - 10:10 pm  
7 4 Nov 2025 (Tue) 7:10 pm - 10:10 pm computer lab
8 10 Nov 2025 (Mon) 7:10 pm - 10:10 pm  
9 11 Nov 2025 (Tue) 7:10 pm - 10:10 pm computer lab
10 17 Nov 2025 (Mon) 7:10 pm - 10:10 pm  
11 24 Nov 2025 (Mon) 7:10 pm - 10:10 pm  
12 1 Dec 2025 (Mon) 7:10 pm - 10:10 pm  
13 8 Dec 2025 (Mon) 7:10 pm - 10:10 pm  
14 15 Dec 2025 (Mon) 7:10 pm - 10:10 pm  
Exam TBA

Venue: HKU SPACE Po Leung Kuk Stanley Ho Community College (HPSHCC) Campus (at Causeway Bay) or other locations in Hong Kong Island. The above tentative timetable may be subject to change without prior notice.

Teacher Information

Dr Raymond Chan

ex-CEO & Director of Metaverse Securities Limited

Background

Dr Raymond Chan is now the Vice President of a global crypto exchange with a deemed licence by the SFC. He was the ex-CEO and director of Metaverse Securities, an online securities broker, and iFund, an online fund platform, both subsidiaries of 9F Inc., a NASDAQ-listed Chinese fintech group. He acted as the OMO/RO holding Type 1, 2, 4, 5, 9 SFC license with virtual assets uplifted. He was also the former MD of 9F Inc. since 2018.

He is currently the proposed Responsible Officer for the VATP deemed licenses. Before that, he successfully uplifted Metaverse Securities’ type 1 and 4 licenses for VA dealing and advisory. He was also the designated CEO to apply for virtual bank license in Hong Kong and EMI license Lithuania for 9F Group. Raymond was selected Leader of the Year by IFTA.

Raymond is well-known as the founder of the first virtual banking, inMotion of CITIC Bank International, launched in Hong Kong before any virtual bank licenses were issued. In 2017, he led CITIC Bank to successfully obtain HKMA’s approval of eKYC and changes of related laws to make it possible. He worked in the banking industry for more than 20 years, holding management positions including GM of China CITIC Bank International and Head of Marketing of ICBC (Asia). His career covers all areas of banking, including head of e-business, Marketing, Branch Network, Call Centre, Sales and distribution, operations, and technical services from HSBC, Standard Chartered, ICBC, and CITIC.

Raymond is the author of the best-sellers New Finance Revelation and New Finance Revelation 2.0. He is also a columnist for various media, including Ming Pao, Oriental Daily, iMoney, and Orange News. Besides being a seasoned practitioner in banking and fintech areas, including Web3, virtual asset, virtual bank, eKYC, and mobile payment, Raymond also actively serves in the community:

  • Founding Chairman, Greater Bay Area Fintech League
  • Vice Chairman, Institute of Financial Technologists of Asia
  • Vice Chair, Hong Kong Digital Finance Association
  • Vice Chairman, Greater China Financial Professionals Association
  • Vice Chairman, Accounting Committee, Chinese Academy of Governance (HK) Industrial and Commercial Professionals Alumni Association
  • Honorary Advisor, General Union of Hong Kong Accounting Professionals and Staff
  • Director and Chief Fintech Advisor, Society of Registered Financial Planners
  • Career Development Committee and Advisory Board of MIBF, Lingnan University
  • Part-time Lecturer, HKUST, HKU Business School, and HKU SPACE
  • Professional Consultant, GBA Business School
  • Chief Judge, Hong Kong ICT Awards – Fintech Award
  • Entrepreneurship Committee Advisory Group, Hong Kong Cyberport

Raymond received a Doctor of Business Administration and a Master of Applied Business Research from SBS Swiss Business School, an MBA from the Chinese University of Hong Kong, and a BSc (Engineering) from the University of Hong Kong. In 2019 and 2020, he studied China Studies Programmes at Tsinghua University and completed with a Certificate of Honour. In 2021, he completed the 2021 Global Financial Leaders Training Course of Fudan University. He is a Fellow in HKSI, HKCS, HKRFP, and has professional designations including HKRFP, CFT (Certified Financial Technologist), CFT (China Banking Association), Shenzhen-Hong Kong-Macau Fintech Professional, Chartered Global FinTech, CESGS, CMA(Aust.), MIPA, and AFA

Fee

Application Fee

HK$150 (Non-refundable)

Course Fee
  • Course Fee : HK$6700

Entry Requirements

Applicants shall have gained in the HKDSE Examination Level 2 in 5 subjects including English Language and Chinese Lauguage or equivalent.

Applicants who do not possess the above academic qualifications but are aged 21 or above with relevant work experience will be considered on individual merit.

CEF

  • The CEF Institution Code of HKU SPACE is 100
CEF Courses
CERTIFICATE FOR MODULE (INTRODUCTION TO FINANCIAL TECHNOLOGY)
證書(單元:金融科技入門)
COURSE CODE 33C16115A FEES $6,700 ENQUIRY 2867-8312

Continuing Education Fund

More information of application procedures: https://hkuspace.hku.hk/cef/application-procedures

Continuing Education Fund Continuing Education Fund
This course has been included in the list of reimbursable courses under the Continuing Education Fund.

Certificate for Module (Introduction to Financial Technology)

  • This course is recognised under the Qualifications Framework (QF Level [4])

Apply

Online Application Apply Now

Enrolment Method
  1. Please complete APPLICATION FORM and submit them in person at any of the following SPACE enrolment centre. Please refer to the SPACE enrolment centre for opening hours and address.
  2. All applications must be accompanied by:
    a) Photostat copies of full educational certificates and transcripts.
    b) Testimonials or other documentary proof of the applicant's working experience.
    c) A separate non-refundable crossed cheque payable to “HKU SPACE” for HK$150 in respect of the application processing fee. Application fee and course fee can be paid by credit cards at HKU SPACE Enrolment Centres.

Note: When submitting your application in person at any of the HKU SPACE enrolment centres, please bring along the originals of your educational certificates / transcripts and documentary proof of working experience for certification at the enrolment centres. Late applications may only be considered at the discretion of the Course Director.

Payment Method
1. Cash, EPS, WeChat Pay Or Alipay

Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.

2. Cheque Or Bank draft

Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and applicant’s name. You may either:

  • bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
  • or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of personal information and payment sent by mail.
3. VISA/Mastercard

Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.

4. Online Payment

Online application / enrolment is offered for most open admission courses (enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, new and continuing students of award-bearing programmes with available online service, they may also pay their course fees by Online WeChat Pay, Online Alipay or Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment  for details.

Notes

  • If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolment Centres and avoid making cheque payment under this circumstance.

  • Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque, FPS or PPS by Internet will be reimbursed by a cheque, and fees paid by credit card will be reimbursed to the credit card account used for payment. 

  • In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
  • Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
  • HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
  • For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to “HKU SPACE” to any of our enrolment centres.
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