Accounting & Finance Finance and Compliance
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Programme Overview
Highlights
Programme Details
- On completion of the programme, students should be able to
- Describe the key financial and technological terms and concepts of FinTech and communicate effectively about them;
- Explain the general FinTech landscape including digital payment, peer-to-peer lending, crowdfunding, blockchain and cryptocurrencies and robo-advising;
- Examine the application of the technology through case studies of successful FinTech ventures;
- Analyse the regulatory challenges in FinTech.
Award
Upon successful completion of the programme, students will be awarded within the HKU system through HKU SPACE a &ldquotCertificate for Module (Introduction to Financial Technology)”.
Assessment Criteria
Assessment will comprise continuous assessment (assignments) and examination. All assessments will be in English.
Attendance Requirement
Student are required to achieve at least 70% in attendance to complete the programme.
Application Code | 2265-FN111A | Apply Online Now |
Apply Online Now |
Modules & Class Details
Modules
Syllabus
- 1. Technological innovations in Financial Services
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- Brief history of innovation in financial services
- Enabling technology
- Disruption and disintermediation in financial products and services
- Ecosystem in FinTech
- Influence on the global banking system
- 2. Fundamentals of Digital Finance Technologies
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- Data analytics overview
- Basic concepts of Artificial Intelligence (AI)
- Machine learning Basics
- Principles of Big Data
- Fundamentals of Cloud Computing
- 3. Overview of FinTech Segments and Applications (1)
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- Current FinTech landscape
- Digital banking
- Crowdfunding
- Digital payment technologies and infrastructures
- Digital wallets and remittances
- 4.Overview of FinTech Segments and Applications (2)
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- Blockchain and cryptocurrencies
- Blockchain applications in banking and finance
- Open application programming interface (API)
- Peer to peer lending platforms
- Digital wealth management and robo-advisors
- 5.Regulatory Challenges in FinTech
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- Regulatory compliance and risks
- Cybersecurity, fraud and crime
- Regulatory technologies and Know Your Client (KYC) Utilities
- FinTech regulation
- HKMA’s FinTech supervisory sandbox
- 6.Business Ethics in FinTech
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- Overview of ethical standards in financial services
- Ethical elements of emerging technologies and FinTech
- 3 Cs framework – competence, character and care
- FinTech ethics and financial regulations
Class Details
Jan 2025 Intake - Tentative timetable (TBA)
Introduction to FinTech
Session | Lecture Date | Time | Remarks |
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1 | 20 Jan 2025 (Mon) | 7:00 pm - 10:00 pm | |
2 | 27 Jan 2025 (Mon) | 7:00 pm - 10:00 pm | |
3 | 3 Feb 2025 (Mon) | 7:00 pm - 10:00 pm | |
4 | 10 Feb 2025 (Mon) | 7:00 pm - 10:00 pm | |
5 | 17 Feb 2025 (Mon) | 7:00 pm - 10:00 pm | |
6 | 24 Feb 2025 (Mon) | 7:00 pm - 10:00 pm | |
7 | 1 Mar 2025 (Sat) | 2:00 pm - 5:00 pm | Computer Lab |
8 | 3 Mar 2025 (Mon) | 7:00 pm - 10:00 pm | |
9 | 8 Mar 2025 (Sat) | 2:00 pm - 5:00 pm | Computer Lab |
10 | 10 Mar 2025 (Mon) | 7:00 pm - 10:00 pm | |
11 | 17 Mar 2025 (Mon) | 7:00 pm - 10:00 pm | |
12 | 24 Mar 2025 (Mon) | 7:00 pm - 10:00 pm | |
13 | 31 Mar 2025 (Mon) | 7:00 pm - 10:00 pm | |
14 | 7 Apr 2025 (Mon) | 7:00 pm - 10:00 pm | |
Exam | TBA |
Venue: HKU SPACE Po Leung Kuk Stanley Ho Community College (HPSHCC) Campus (at Causeway Bay) or other locations in Hong Kong Island. The above tentative timetable may be subject to change without prior notice.
Teachers
Teacher Information
Mr Raymond Chan
CEO & Director of Metaverse Securities Limited
Raymond Chan serves as the CEO & Director of Metaverse Securities Limited and Lion Global Financial Limited (iFund), both 9F Inc. (NASDAQ: JFU) subsidiaries and licensed corporations in Hong Kong. He was appointed as the Managing Director of 9F International in 2018 to apply for the Virtual Bank license in Hong Kong. At the same time, he also led the applications for other innovative financial licenses, including Digital Insurance in Hong Kong, Digital Wholesale Bank in Singapore and Electronic Money Institution in Lithuania. He is the founder of “inMotion”, the virtual banking services which introduced the first remote account opening in Hong Kong. In addition, he is also responsible for many “first in HK” fintech innovations including WeChat Pay Bank Account Binding, WeChat Pay Travel Insurance, CITICpay, to name but a few. These innovations have certainly led the market and shaped the trends thereafter.
Raymond has more than 25 years of working experience in the management positions of the banking covering Marketing, e-Business, Branch Network, Call Centre, Distribution Planning, Sales & Distribution (S&D), Business Supports, Operations and Technology in HSBC, Standard Chartered, ICBC (Asia) and China CITIC Bank International.
He is currently a DBA candidate of SBS Swiss Business School and possesses dual master degrees including Master of Applied Business Research from SBS Swiss Business School and MBA from Chinese University of Hong Kong. He obtained his undergraduate degree from the University of Hong Kong as BSc (Engineering). In 2020, he was selected “Leader of the Year” by IFTA.
Fee & Entry Requirements
Fee
HK$150 (non-refundable)
Course Fee- Course Fee : HK$6700
Entry Requirements
Applicants shall have gained in the HKDSE Examination Level 2 in 5 subjects including English Language and Chinese Lauguage or equivalent.
Applicants who do not possess the above academic qualifications but are aged 21 or above with relevant work experience will be considered on individual merit.
CEF
- The CEF Institution Code of HKU SPACE is 100
CEF Courses | ||
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CERTIFICATE FOR MODULE (INTRODUCTION TO FINANCIAL TECHNOLOGY) 證書(單元:金融科技入門) |
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COURSE CODE 33C16115A | FEES $6,700 | ENQUIRY 2867-8312 |
Continuing Education Fund
More information of application procedures: https://hkuspace.hku.hk/cef/application-procedures
Continuing Education Fund This course has been included in the list of reimbursable courses under the Continuing Education Fund. |
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Certificate for Module (Introduction to Financial Technology)
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Apply
Online Application Apply Now
Enrolment Method- Please complete APPLICATION FORM and submit them in person at any of the following SPACE enrolment centre. Please refer to the SPACE enrolment centre for opening hours and address.
- All applications must be accompanied by:
- a) Photostat copies of full educational certificates and transcripts.
- b) Testimonials or other documentary proof of the applicant's working experience.
- c) A separate non-refundable crossed cheque payable to “HKU SPACE” for HK$150 in respect of the application processing fee. Application fee and course fee can be paid by credit cards at HKU SPACE Enrolment Centres.
Note: When submitting your application in person at any of the HKU SPACE enrolment centres, please bring along the originals of your educational certificates / transcripts and documentary proof of working experience for certification at the enrolment centres. Late applications may only be considered at the discretion of the Course Director.
Payment Method- Cheque or Bank Draft
- Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application, student's name, and student card no. (if applicable). You may either:
- bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres. Please refer to the SPACE enrolment centre for opening hours and address.
- VISA/MasterCard
- Applicants may also pay the course fee by VISA or MasterCard, including “HKU SPACE MasterCard”, at any HKU SPACE enrolment centres. Holders of HKU SPACE MasterCard can enjoy a 10-month interest-free instalment for courses with a tuition fee of HK$2,000 to $40,000. The cardholder must also be the course applicant himself/herself. For enquiries, please contact our staff at any of the enrolment centres.
Notes
- Fees paid are not refundable except under very exceptional circumstances, subject to the School's discretion.
- In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries of the relevant subject area for details.
- Fees and places on courses cannot be transferred from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of $120 will be levied on approved transfers.
- Receipts will be issued for fees paid but HKU SPACE will not be responsible for any loss of receipt sent by mail.
- For additional copies of receipts, please send a stamped, self-addressed envelope with a completed form and a crossed cheque for $30 per copy made payable to “HKU SPACE”. Such copies will normally only be issued at the end of a course.
- Classes are expected to be held at HKU SPACE learning centers. The health and safety of our students is our top priority. If the situation in Hong Kong requires. HKU SPACE reserves the right to move some classes to other locations, including online teaching platforms.
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- Finance and Compliance