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Accounting & Finance Financial Services and Insurance

Certificate for Module (Professional Advancement - Enhancing Financial Planning Mindset and Effectiveness)
證書(單元 : 專業崛起—提升財策思維及成效)

Course Code
FN181A
Application Code
2475-FN181A
Credit
6
Study mode
Part-time
Start Date
01 Mar 2027 (Mon)
Duration
30 hours
Language
Cantonese or Putonghua
Enquiries
2975 5767
2861 0278
How to Apply

Highlights

本課程旨在全面提升學員於保險及理財領域的專業知識與實務能力,內容涵蓋營商環境、退休策劃、誠信操守、投資會計、醫療保險、資產傳承、強積金及專業建議書等多元範疇。課程結合理論與實務,學員將掌握行業最新趨勢、合規要求及市場機遇,並透過增強分析、規劃及溝通能力,為未來從業發展及專業認證奠定堅實基礎。
 

Programme Details

完成課程後,學生應能夠:
  1. 說明及設計適合不同人生階段的理財、退休保障及投資策劃方案,並分享行業最新趨勢;
  2. 闡述保險及強積金中介人的專業操守守則,以及妥善處理客戶個人資料指引;
  3. 說明資產規劃、會計、大灣區醫療、信託及傳承等安排,並於保險及理財工作運用相關知識;及
  4. 應用人工智能(AI)工具撰寫全面建議書。
​​
Application Code 2475-FN181A -

Modules

科目/單元大綱: 

一、保險業營商環境與退休理財策劃
- 香港及大灣區金融監管動向與行業最新趨勢
- 退休理財規劃的關鍵步驟
- 不同人生階段的退休準備與保障策略

二、人壽保險專業誠信及操守
- 持牌保險中介人操守守則  
- 妥善處理客戶個人資料指引  
- 專業道德、法律責任與防貪污行為

三、投資策劃與基礎會計
- 資產配置與風險回報分析  
- 投資組合目標設定、情景分析與回顧  
- 基礎會計知識及現金流報表

四、醫療保險市場與大灣區新機遇 
- 香港醫療融資概況 
- 醫療保險需求與行業發展前景  
- 大灣區醫療接軌趨勢與跨境新商機

五、資產策劃、信託與傳承
- 常見遺產及資產保障錯誤、持久授權書與遺囑要點  
- 信託種類、功能與設立流程  
- 信託與保險配合的高效傳承策略

六、強積金中介人須知
- 強積金中介人操守守則及制度最新發展
- 常見違規及不當行為案例分析

七、撰寫客戶建議書
- 人工智能(AI)工具在業務發展中的應用  
- 全面建議書的必備元素與撰寫技巧

 

課程評核
  • 個人習作 (包括三條長問答題, 各300字)

頒授學銜
  • 學員修畢課程,上課出席率達70%或以上,並通過評核取得合格成績,可按香港大學體制,經香港大學專業進修學院獲准頒授「證書(單元 : 專業崛起—提升財策思維及成效)」。

Entry Requirements

申請人必須:

(甲)       i) 持有副學士學位/高級文憑或同等學歷;或

            ii) 持有保險業監管局頒發的有效保險中介人牌照;

(乙) 具有最少兩年相關工作經驗。

 

申請人若持有其他資格和相關的工作經驗,學院將按個別情況考慮。

Apply

Application Form Download Application Form

Enrolment Method
Payment Method
1. Cash, EPS, WeChat Pay Or Alipay

Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.

2. Cheque Or Bank draft

Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and applicant’s name. You may either:

  • bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
  • or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of personal information and payment sent by mail.
3. VISA/Mastercard

Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.

4. Online Payment

Online application / enrolment is offered for most open admission courses (enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, new and continuing students of award-bearing programmes with available online service, they may also pay their course fees by Online WeChat Pay, Online Alipay or Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment  for details.

Notes

  • If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolment Centres and avoid making cheque payment under this circumstance.

  • Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque, FPS or PPS by Internet will be reimbursed by a cheque, and fees paid by credit card will be reimbursed to the credit card account used for payment. 

  • In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
  • Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
  • HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
  • For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to “HKU SPACE” to any of our enrolment centres.