Finance and Compliance Programmes and Short Courses - HKU SPACE. Explore our list or programmes for part-time and full-time.
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Accounting & FinanceFinance and Compliance

Finance and Compliance

Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.

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This programme aims to provide students with updated knowledge of Blockchain and its practical applications in the finance and investment fields. It gives an overview of the Blockchain market and introduces students to the basic concept and jargons of Blockchain. The programme also provides the latest market landscape, insight and discussion on the application of Blockchain from the regulatory and legal perspectives.
 
PT
Start 16 NOV 2019 (SAT)
Duration 1 month to 2 months
Fee HK$8000
本課程為學生提供有關中國稅法及民商經濟法律的專業知識,重點講解上市結構、控股結構、營運模式和稅務的關係,並包括個人所得稅籌劃,藉以配合在中國商貿的工作需求。本課程尤適合對中國稅制及民商經濟法律有興趣之各階層行政人員、專業人士或在工作方面有此等認識需要的各界人士修讀。
PT
開課日期 2019年12月13日 (星期五)
修業期 9個月
課程費用 HK$7,600

Hong Kong Monetary Authority (HKMA) works together with the banking industry to introduce an industry-wide competency framework – Enhanced Competency Framework (ECF) on Anti-money Laundering and Counter-financing of Terrorism (AML/CFT) to support talent development in AML/CFT.  The syllabus will be provided by the Hong Kong Institute of Bankers (HKIB) and this programme is offered for students to prepare for the ECF on AML/CFT Professional Level Examination.

Students who pass the examination with 3 years relevant work experience will be eligible to apply for Certified AML Professional (CAMLP). Please visit HKIB website (https://www.hkib.org/ ) for further information on examination arrangements.

PT
Start To be advised
Duration 18 hours
Hong Kong Monetary Authority (HKMA) works together with the banking industry to introduce an industry-wide competency framework – Enhanced Competency Framework (ECF) on Anti-money Laundering and Counter-financing of Terrorism (AML/CFT) to support talent development in AML/CFT.  The syllabus will be provided by the Hong Kong Institute of Bankers (HKIB) and this programme is offered for students to prepare for the ECF on AML/CFT Professional Level Examination.
PT
Start To be advised
Duration 18 hours
Fee HK$4,500
  1. Students MUST have completed the Postgraduate Diploma in Finance and Law at HKU SPACE will be offered an exemption of 4 modules of this top-up master programme.
  2. The programme focuses on practical approaches in areas of derivatives, fund management and risk management.
  3. Ulster University is ranked in the top 25% of all UK universities for research.
PT
Start 01 MAY 2020 (FRI)
Duration 1 year to 2 years
Fee HK$11,000 for each module
HK$24,000 for dissertation

Postgraduate Diploma in Finance and Law is designed to give you a sophisticated understanding of the legal and regulatory framework for the local and international financial sector, by taking an integrated approach to finance and law. Financial institutions need leaders who have extensive knowledge relating to the legal issues in international finance and banking.
 
This PGDFL creates a new kind of financial services professional: graduates who are trained in both finance and law. You will develop an advanced interdisciplinary understanding of relevant legal and financial contexts, and combines a highly analytic academic core with applications informed by current practice.

PT
Start 03 JAN 2020 (FRI)
Duration 12 months to 48 months
Fee HK$6,600 per Finance module
HK$10,000 per Law module
RELEVANT & PRACTICAL PROGRAMME IN FINANCIAL, SFC AND LISTING COMPLIANCE!!   This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market.   Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class.
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Start 02 FEB 2020 (SUN)
Duration 1 year to 3 years
Fee HK$7000
Pioneer and Comprehensive programme in Bank and Insurance Compliance.   Great value lies in solving problem around the Grey Area! This is a unique programme that aims to provide students with a coherent, relevant and practical programme of knowledge in bank and insurance compliance and prepare them for a career in these and related sectors.   Real-life cases  and exampleswill be discussed, drawing reference from standards and rules highlighting the non-compliance issues involved and grey areas.   
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Start 10 FEB 2020 (MON)
Duration 1 year to 3 years
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https://london.ac.uk/about-us/our-global-reputation
Graduate Diploma in Commercial Law
 
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Start To be advised
Duration 1 year to 5 years
Fee HK$25,000
Edinburgh Napier University, UK
Programme Features
  • Top in the UK for Value Added to students by Guardian University Guide 2017
  • Take Current Insights from Thematic Seminars in Finance
  • Face-to-face Lecture 42 hours per Module
  • Honours Top-up Degree in 2 years Part-time
  • Exemption of Associate Financial Planner Certification Education Programme by Institute of Financial Planners of HK
  • Cover part of Chartered Financial Analyst (CFA) qualification’s required body of knowledge
  • More than 2,000 Graduates in HK  
PT
Start 13 JAN 2020 (MON)
Duration 2 years
Fee HK$7350