Toggle navigation
Main content start
Change.每天多學一點 改變．可大可小

Accounting & Finance Finance and Compliance

  1. Home
  2. Programmes
  3. Certificate for Module (Impact of Artificial Intelligence and Big Data on Compliance and Risk Management)

Certificate for Module (Impact of Artificial Intelligence and Big Data on Compliance and Risk Management)
證書(單元 : 人工智能及大數據對規範與風險管理的影響)

Course Code
AC182A
Application Code
2485-AC182A
Credit
9
Study mode
Part-time
Start Date
08 May 2027 (Sat)
Next intake(s)
To be advised
Duration
33 hours
Language
English
Course Fee
HK$8800
Enquiries
2867 8409 / 2867 8474
2861 0278
pgdcc@hkuspace.hku.hk
How to Apply
  • Add to Folders
How to Apply

Highlights

This programme aims to provide students with essential knowledge and skills to evaluate impact of Big Data and Artificial Intelligence (AI) on risk management and compliance. Students will learn to apply Big Data and AI technologies on data analysis.

Programme Details

PROGRAMME INTENDED LEARNING OUTCOMES

On completion of the programme, students should be able to:

  1. evaluate how different methodologies on Big Data analytics and Artificial Intelligence (AI) technologies affect management decisions;
  2. assess the impact of Big Data and Al on risk management and compliance; and
  3. apply Big Data and AI technologies to evaluate data and form analysis.

Syllabus

  1. Overview of Risk and Compliance
  2. Process of Compliance Risk Management
  3. Role of Technology in Compliance Risk Management - Part I
  4. Role of Technology in Compliance Risk Management - Part II
  5. Impact of Emerging Technology
  6. Big Data
  7. Artificial Intelligence - Part I
  8. Artificial Intelligence - Part II
  9. Implement Big Data/Artificial Intelligence
  10. Workshop - Using Data Analysis tools (SPSS or SAS)

part time mode

The duration of the programme is  11 weeks (Contact hours: 33 hours)

Attendance Requirement

At least 70%

Assessment and​ Award

Upon successful completion of the programme, students who have passed the individual written assignment and examination with attendance of no less than 70% will be awarded within the HKU system through HKU SPACE a "Certificate for Module  (Impact of Artificial Intelligence and Big Data on Compliance and Risk Management)".​

Application Code 2485-AC182A -

Modules

Impact of Artificial Intelligence and Big Data on Compliance and Risk Management

* Tentative Schedule

 

Date: 08 May 2027 - 31 July 2027  (Saturday) 

Time: To be confirmed

Venue: To be confirmed

Week Teaching Mode Date and Time Venue
1 Lecture TBC TBC
2 Lecture TBC TBC
3 Lecture TBC TBC
4 Lecture TBC TBC
5 Lecture TBC TBC
6 Lecture TBC TBC
7 Lecture TBC TBC
8 Lecture TBC TBC
9 Lecture TBC TBC
10 Lecture TBC TBC
11 Lecture TBC TBC
12 Examination TBC TBC

 

A detailed timetable will be emailed to students one week before the class begins. If not, please contact us through email at ​pgdcc@hkuspace.hku.hk

Notes:  The venue, time and date arrangements are subject to final confirmation. HKU SPACE reserves the right to make changes at any time without prior notice. 

Teacher Information

Mr. F. W. Wan

BSc, MSc, CISA

Background

Mr. Wan leads advisory practice across AI/RPA, Virtual Bank, Robo-Advisory, and Digital Payment in an international consulting firm. Prior to joining the consulting sector, Mr. Wan was a regulator with a primary focus on policy-setting and issuing codes related to RegTech, Algo/Electronic Trading, Dark Pools, and Robo-Advisory. Previously, he also played a lead role in driving the Asia Pacific technology audit in a top-tier firm.

Fee

Application Fee

HK$150 (Non-refundable)

Course Fee
  • Course Fee : HK$8800

Entry Requirements

Applicants shall hold a bachelor’s degree awarded by a recognised institution.

If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as:

i)      an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or

ii)     a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or

iii)     HKALE Use of English at Grade E or above; or

iv)    HKDSE Examination English Language at Level 3 or above; or

v)     equivalent qualifications.

Applicants with other qualifications will be considered on individual merit.

Apply

Application Form Download Application Form

Enrolment Method
Payment Method
1. Cash, EPS, WeChat Pay Or Alipay

Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.

2. Cheque Or Bank draft

Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and applicant’s name. You may either:

  • bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
  • or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of personal information and payment sent by mail.
3. VISA/Mastercard

Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.

4. Online Payment

Online application / enrolment is offered for most open admission courses (enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, new and continuing students of award-bearing programmes with available online service, they may also pay their course fees by Online WeChat Pay, Online Alipay or Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment  for details.

Notes

  • If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolment Centres and avoid making cheque payment under this circumstance.

  • Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque, FPS or PPS by Internet will be reimbursed by a cheque, and fees paid by credit card will be reimbursed to the credit card account used for payment. 

  • In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
  • Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
  • HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
  • For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to “HKU SPACE” to any of our enrolment centres.
More Programmes of
Finance and Compliance