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Certificate for Module (Listing Rules and Regulations)
證書(單元 : 上市規則與法規)

Course Code
AC181A
Application Code
2470-AC181A
Credit
9
Study mode
Part-time
Start Date
02 Feb 2027 (Tue)
Next intake(s)
To be advised
Duration
33 hours
Language
English
Course Fee
HK$8800
Enquiries
2867 8409
2861 0278
pgdcc@hkuspace.hku.hk
How to Apply
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How to Apply

Highlights

This programme equips students with knowledge in listing rules in Main Board and Growth Enterprise Market (GEM) Board so that they could be able to comply with rules and regulation of the Hong Kong Stock Exchange.

Programme Details

PROGRAMME INTENDED LEARNING OUTCOMES

On completion of the programme, students should be able to:

  1. describe the Main Board listing rules;
  2. describe the Growth Enterprise Market (GEM) Board listing rules;
  3. critically analyse, interpret the Main Board and GEM Board listing rules and apply to the work environment;
  4. develop skills in identifying problems and issues in various business transactions and proposing appropriate solutions, having regard to the legal considerations; and
  5. make informed judgement and comply with the Main Board and GEM Board listing rules.

Syllabus

Main Board Listing Rules

  1. General
  2. ​Equity Securities
  3. Investment Vehicles
  4. Debt Securities

GEM Board Listing Rules

  1. General
  2. Equity Securities
  3. Debt Securities

part time mode

The duration of the programme is  11weeks (Contact hours: 33 hours)

Attendance Requirement

At least 70%

Assessment and​ Award

Upon successful completion of the programme, students who have passed the individual written assignment and examination with attendance of no less than 70% will be awarded within the HKU system through HKU SPACE a "Certificate for Module  (Listing Rules and Regulations)".​

Application Code 2470-AC181A -

Modules

listing Rules aqnd regulations

* Tentative Schedule

 

Date: 02 February  2027 - 04 May 2027  (Tuesday) 

Time: To be confirmed

Venue: To be confirmed

Week Teaching Mode Date & Time Venue
1 Lecture

TBC

 TBC
2 Lecture TBC TBC
3 Lecture TBC TBC
4 Lecture TBC TBC
5 Lecture TBC TBC
6 Lecture TBC TBC
7 Lecture TBC TBC
8 Lecture TBC TBC
9 Lecture TBC TBC
10 Lecture TBC TBC
11 Lecture TBC TBC
12 Examination TBC TBC

 

A detailed timetable will be emailed to students one week before the class begins. If not, please contact us through email at​ pgdipbi@hkuspace.hku.hk.

Notes:  The venue, time and date arrangements are subject to final confirmation. HKU SPACE reserves the right to make changes at any time without prior notice. 

 

Teacher Information

Dr Gary Leung

CA; ICSA

Background

Dr Leung is a chartered accountant and chartered secretary with over 20 years of experience in accounting, auditing, and financial management, particularly in the IPO area. In his leisure time, Gary serves as a visiting associate professor and lecturer at universities in Hong Kong, teaching financial reporting and financial management courses since 2000.

Fee

Application Fee

HK$150 (Non-refundable)

Course Fee
  • Course Fee : HK$8800

Entry Requirements

Applicants shall hold a bachelor’s degree awarded by a recognised institution.

If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as:

i)      an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or

ii)     a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or

iii)     HKALE Use of English at Grade E or above; or

iv)    HKDSE Examination English Language at Level 3 or above; or

v)     equivalent qualifications.

Applicants with other qualifications will be considered on individual merit.

Apply

Application Form Download Application Form

Enrolment Method
Payment Method
1. Cash, EPS, WeChat Pay Or Alipay

Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.

2. Cheque Or Bank draft

Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and applicant’s name. You may either:

  • bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
  • or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of personal information and payment sent by mail.
3. VISA/Mastercard

Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.

4. Online Payment

Online application / enrolment is offered for most open admission courses (enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, new and continuing students of award-bearing programmes with available online service, they may also pay their course fees by Online WeChat Pay, Online Alipay or Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment  for details.

Notes

  • If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolment Centres and avoid making cheque payment under this circumstance.

  • Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque, FPS or PPS by Internet will be reimbursed by a cheque, and fees paid by credit card will be reimbursed to the credit card account used for payment. 

  • In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
  • Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
  • HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
  • For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to “HKU SPACE” to any of our enrolment centres.
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