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Accounting & Finance Corporate Administration and Governance
Certificate for Module (The Hong Kong Chartered Governance Institute Examinations Preparatory Programme – Corporate Secretaryship and Compliance)
證書 (單元: 香港公司治理公會專業考試預備課程-公司秘書實務及合規)
CEF Reimbursable Course
- Course Code
- AC095B
- Application Code
- 2375-1371AW
- QF Level
-
Financial assistance
Close QF Level panel
Continuing Education Fund
This course has been included in the list of reimbursable courses under the Continuing Education Fund.
- Credit
- 9
- Study mode
- Part-time
- Start Date
- 19 Mar 2026 (Thu)
- Next intake(s)
- June 2026
- Duration
- 36 hours
- Language
- English
- Course Fee
- HK$5,300
- Enquiries
-
2867 84852861 0278
The Spring 2026 intake is now open for application!
For non-permanent residents with HKID card, please submit valid visa (i.e. employment visa or dependent visa) to the Programme Team.
For the visa entry requirement, please click HERE.
Programme Overview
Highlights
Programme Details
INTENDED LEARNING OUTCOMES
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Illustrate the scope, role and functions of governance professional or company secretary and the various responsibilities of the company secretary, the board, management, shareholders and other stakeholders;
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Evaluate the company’s regulatory requirements, best practices and their interpretation and practice in the company secretarial governance professional function to ensure compliance;
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Advise the board on the expectations of and compliance with regulatory requirements;
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Advise the board on matters relating to various governance and legal compliance issues relating to shares and share capital;
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Advise the board on various governance and compliance issues in relation to continuing obligations, notifiable and connected transactions under the Listing Rules.
LEARNING CONTENT
- The role of the company secretary
- The directors
- Effective board practices
- Members
- Trust or company service provider (TCSP)
- Company compliance
- Annual or integrated report
- External audit
- Securities exchange listing and regime
- Maintenance of records
- Company secretarial software
- Minutes and minute books
- Oversight by regulators
- Regulation and disclosure
- Non-Hong Kong company
- Meetings of shareholders and members
- Meetings of the board and its committees
- Shares, share capital, share register and debt capital
- Continuing obligations, Notifiable transactions and Connected transactions
* For details regarding the course / examination syllabus, schedule and studentship requirement, please refer to https://www.hkcgi.org.hk/studentship or 2881 6177.
Assessment
The passing mark for course assessment is 50. Students who have successfully fulfilled the programme assessments (i.e. pass the assignment AND take-home mock examination PLUS attend at least 70% of the classes) will be awarded within the HKU system through HKU SPACE "Certificate for Module (The Hong Kong Chartered Governance Institute Examinations Preparatory Programme – Corporate Secretaryship and Compliance)".
*Assessment methods, class schedule, venue and teacher are subject to change without prior notice.
| Application Code | 2375-1371AW | Apply Online Now |
| Start Date | 19 Mar 2026 (Thu) | |
| Time | Every Thursday 7:00 p.m. - 10:00 p.m. | |
| Venue | Admiralty Learning Centre and/or United Learning Centre OR any other HKU SPACE learning centres | |
| Tutor | Mr Ricky Lai | |
| Apply Online Now | ||
Days / Time
- Thursday, 7:00 p.m. – 10:00 p.m.
- 36 hours per programme; 12 session(s); 3 hours per session
- Admiralty Learning Centre
- United Learning Centre
- OR any other HKU SPACE learning centres
Modules & Class Details
Class Details
Tentative Schedule for spring 2026
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*The schedule is subject to change when necessary.
Teachers
Teacher Information
Mr Ricky Lai
LLB (London), LLM (London), BA, FCG (CS, CGP) HKFCG (CS, CGP)(PE)
Mr Lai currently serves as the Company Secretary of a main board listed company in Hong Kong. With over 30 years of experience in company secretarial practices for both listed and private companies, he oversees corporate compliance, strengthens corporate governance frameworks, and contributes to the development of corporate affairs.
Ricky is a visiting lecturer at several universities in Hong Kong and a speaker for Continuing Professional Development (CPD) programme at The Hong Kong Chartered Governance Institute (HKCGI). He is a fellow of HKCGI and The Chartered Governance Institute (CGI) in the United Kingdom. He is a contributor to update the HKCGI Chartered Governance Qualifying Programme (CGQP) Study Pack for both the modules – Corporate Secretaryship and Compliance and Boardroom Dynamics. He is also a co-author of “Compliance and Company Secretarial Practice of Hong Kong Listed Companies”.
Fee & Entry Requirements
Fee
- Course Fee : HK$5,300 (non-refundable and study materials included )
- ( *Course Fees are subject to change without prior notice)
Entry Requirements
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Any interested party of 21 years old or above
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Should be either a Hong Kong citizen or have valid permit to study in Hong Kong.
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Students should check with HKCGI that they meet HKCGI’s requirements and are eligible to write the examinations.
CEF
- The CEF Institution Code of HKU SPACE is 100
| CEF Courses | ||
|---|---|---|
| CERTIFICATE FOR MODULE (THE HONG KONG CHARTERED GOVERNANCE INSTITUTE EXAMINATIONS PREPARATORY PROGRAMME - CORPORATE SECRETARYSHIP AND COMPLIANCE) 證書 (單元 : 香港公司治理公會專業考試預備課程-公司秘書實務及合規) |
||
| COURSE CODE 33C127318 | FEES $5,300 | ENQUIRY 2867-8485 |
Continuing Education Fund
Assessment and Completion Requirements
-
Pass the assignment
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Pass the take-home mock examination
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Attend at least 70% of the classes
For Continuing Education Fund (CEF) application procedures, please click here.
有關持續進修基金（CEF）之申請手續，請按此查閱。
|
Continuing Education Fund This course has been included in the list of reimbursable courses under the Continuing Education Fund. |
Certificate for Module (The Hong Kong Chartered Governance Institute Examinations Preparatory Programme – Corporate Secretaryship and Compliance)
|
Apply
Online Application Apply Now
Application Form Application Form
Enrolment MethodOnline Enrolment
HKU SPACE provides 24-hour online application and payment service for students to apply to selected award-bearing programmes and to enrol in most open admission courses (courses enrolled on a first come, first served basis) via the Internet. Applicants may settle the payment by using either "PPS by Internet" (not available via mobile phones), VISA or Mastercard online. Online WeChat Pay, Online AliPay and Faster Payment System (FPS) are also available for continuing enrolment in the same programme, if online service is offered.
For first time enrolment
-
Complete the online application form
Applicant may click the icon
on the top right-hand corner of the programme/course webpage to make online application, and then follow the instructions to fill in the online application form.
Some programmes/courses may admit by selection, and may require applicants to provide electronic copy of any required documents (e.g. proof of qualification) as indicated on the programme/course webpage. Only file format in doc, docx, jpg and pdf are supported. -
Make Online Payment
Pay the application or programme/course fees by either using:
"PPS by Internet" - You will need a PPS account and a PPS Internet password. For information on how to open a PPS account and how to set up a PPS Internet password, please visit http://www.ppshk.com.
*Credit Card Online Payment - Course fees can be paid by VISA or Mastercard including the “HKU SPACE Mastercard”.
* HKU SPACE Mastercard cardholders who wish to enjoy 10-month interest free instalment scheme must pay their tuition fees in person at any of our HKU SPACE Enrolment Centres.
To know more about first-time online application/enrolment and payment, please refer to the user guide of Online Application / Enrolment and Payment:
For continuing enrolment in the same programme
Selected programmes offer online continuing enrolment service. Programme staff will inform students if they offer this service and offer further enrolment details.
Online Payment can be made via "PPS by Internet" (not available via mobile phones), VISA or Mastercard, Online WeChat Pay, Online AliPay and Faster Payment System (FPS)
In Person / Mail
For first time enrolment
-
For first come, first served short courses, complete the Application for Enrolment Form SF26 and bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.
[Download Enrolment Form SF26] -
Award-bearing and professional courses may require other information. Forms are usually available at the enrolment centres or on request from programme staff. Bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.
For continuing enrolment in the same programme
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The standard ‘Enrolment/Payment Slip’ is designed for students of award-bearing programmes or remaining programmes in a suite of programmes requiring continuing enrolment and it applies to most programmes.
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Students should complete the “Enrolment/Payment Slip” which will be made available by relevant programme staff and return the slip to any HKU SPACE enrolment centre or post it to the relevant programme staff with appropriate fee payment.
Please refer to available Payment Methods for fee payment information. If you are in doubt about the procedures, please check the individual course details, or contact our programme staff or enrolment centres.
Please note the followings for programme/course enrollment:
- To make an application online, you will need a computer with connection to the Internet and a web browser with JavaScript enabled. Google Chrome is recommended.
- Applicants should not leave the online application idle for more than 10 minutes. Otherwise, applicants must restart the application process.
- Only Early Bird Discount is supported for Online Applicants (Application). To enjoy other types of discount, please visit one of our enrolment centres.
- During the online application process, asynchronous application and payment submission may occur. Successful payment may not guarantee successful application. In case of unsuccessful submission, our programme staff will contact you shortly.
- Applicants are reminded that they should only apply for the same programme/course once through counter or online application.
- For online enrolment, a payment confirmation page would be displayed after payment has been made successfully. In addition, a confirmation email would also be sent to your email account. You are advised to keep your payment confirmation for future enquiries.
- Fees paid are not refundable except as statutorily provided or under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment).
- If admission is by selection, the official receipt is not a guarantee that your application has been accepted. We will inform you of the result as soon as possible after the closing date for application. Unsuccessful applicants will be given a refund of programme/course fee if already paid.
Disclaimer
The School provides a platform for online services for a selected range of products it offers. While every effort is made to ensure timeliness and accuracy of information contained in this website, such information and materials are provided "as is" without express or implied warranty of any kind. In particular, no warranty or assurance regarding non-infringement, security, accuracy, fitness for a purpose or freedom from computer viruses is given in connection with such information and materials.
The School (and its respective employees and subsidiaries) is not liable for any loss or damage in connection with any online payments made by you by reason of (i) any failure, delay, interruption, suspension or restriction of the transmission of any information or message from any payment gateways of the relevant banks and/or third party merchants for processing credit/debit/smart card or other payment facilitation mechanism; (ii) any negligence, mistake, error in or omission from any information or message transmitted from the said payment gateways; (iii) any breakdown, malfunction or failure of those gateways in effecting online payment service or (iv) anything arisen out of or in connection with the said payment gateways, including but not limited to unauthorised access to or alternation of the transmission of data or any unlawful act not permitted by the law.
1. Cash, EPS, WeChat Pay Or Alipay
Course fees can be paid by cash, EPS, WeChat Pay or Alipay at any HKU SPACE Enrolment Centres.
2. Cheque Or Bank draft
Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please specify the programme title(s) for application and applicant’s name. You may either:
- bring the completed form(s), together with the appropriate course or application fees in the form of a cheque, and any required supporting documents to any of the HKU SPACE enrolment centres;
- or mail the above documents to any of the HKU SPACE Enrolment Centres, specifying “Course Application” on the envelope. HKU SPACE will not be responsible for any loss of personal information and payment sent by mail.
3. VISA/Mastercard
Applicants may also pay the course fee by VISA or Mastercard, including the “HKU SPACE Mastercard”, at any HKU SPACE enrolment centres. Holders of the HKU SPACE Mastercard can enjoy a 10-month interest-free instalment period for courses with a tuition fee worth a minimum of HK$2,000; however, the course applicant must also be the cardholder himself/herself. For enquiries, please contact our staff at any enrolment centres.
4. Online Payment
Online application / enrolment is offered for most open admission courses (enrolled on first come, first served basis) and selected award-bearing programmes. Application fees and course fees of these programmes/courses can be settled by using "PPS by Internet" (not available via mobile phones), VISA or Mastercard. In addition to the aforesaid online payment channels, new and continuing students of award-bearing programmes with available online service, they may also pay their course fees by Online WeChat Pay, Online Alipay or Faster Payment System (FPS). Please refer to Enrolment Methods - Online Enrolment for details.
Notes
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If the programme/course is starting within five working days, application by post is not recommended to avoid any delays. Applicants are advised to enrol in person at HKU SPACE Enrolment Centres and avoid making cheque payment under this circumstance.
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Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, WeChat Pay, Alipay, cheque, FPS or PPS by Internet will be reimbursed by a cheque, and fees paid by credit card will be reimbursed to the credit card account used for payment.
- In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme team for details.
- Fees and places on courses cannot be transferrable from one applicant to another. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
- HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
- For payment certification, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to “HKU SPACE” to any of our enrolment centres.
About the Partners
Partner Details
The Hong Kong Chartered Governance Institute 香港公司治理公會
(Incorporated in Hong Kong with limited liability by guarantee)
The Hong Kong Chartered Governance Institute (HKCGI) is the sole accrediting body in Hong Kong and the Chinese mainland for the globally recognised Chartered Secretary and Chartered Governance Professional qualifications. Formerly known as The Hong Kong Institute of Chartered Secretaries (HKICS), HKCGI is the Hong Kong/China Division of The Chartered Governance Institute (CGI).
To learn more about HKCGI, please click HERE.
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