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Finance and Compliance
Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.
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Finance and Compliance Programmes
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Hong Kong Monetary Authority (HKMA) works together with the banking industry to introduce an industry-wide competency framework – Enhanced Competency Framework (ECF) on Anti-money Laundering and Counter-financing of Terrorism (AML/CFT) to support talent development in AML/CFT. The syllabus will be provided by the Hong Kong Institute of Bankers (HKIB) and this programme is offered for students to prepare for the ECF on AML/CFT Professional Level Examination.
PT
Start 15 FEB 2025 (SAT)
Duration 18 hours
Fee HK$5,000
The programme takes an integrated approach to fund administration and the regulatory landscape in asset management. The programme offers an overview of investment fund structures, strategies, regulation and fund administration from front-end to back office operations. It also covers the current development of fund regulatory compliance in the Greater Bay Area.
PT
Start 06 MAR 2025 (THU)
Duration 30 hours
Fee HK$8800
This programme offers the essential concepts and contemporary issue about aircraft leasing and financing. It provides a broad overview of main categories of different aircraft leasing transactions.
PT
Start 05 APR 2025 (SAT)
Duration 1 month to 2 months
Fee HK$8000
The programme aims to provide students with the latest development of Financial Technology (FinTech) and the contemporary issues related to Banking and Financial Services sectors. It offers knowledge about the various technological applications to enhance the competitive edges of banks, investment and securities firms. In addition, security and regulatory issues will be covered in this programme.
PT
Start 05 APR 2025 (SAT)
Duration 2 months to 3 months
Fee Course Fee: $9900 per programme (* course fees are subject to change without prior notice)
The programme takes an integrated approach to financial law and ethics in business and finance. It considers how legal principles and ethical considerations are applied in the context of real case studies. The programme offers an overview of financial law and ethics in financial market transactions in capital markets and asset management. It also analyses the efficacy of the organizational requirements which companies are obliged to have in place to prevent unethical conduct from happening.
PT
Start To be advised
Duration 3 months
Fee Application $150 (non-refundable)
Module 1 (15 hrs) $3,750
Financial Law and Regulations
Module 2 (15 hrs) $3,750
Ethics and Professional Practice in Finance
Module 1 (15 hrs) $3,750
Financial Law and Regulations
Module 2 (15 hrs) $3,750
Ethics and Professional Practice in Finance
Postgraduate Diploma in Finance and Law is designed to give you a sophisticated understanding of the legal and regulatory framework for the local and international financial sector, by taking an integrated approach to finance and law. Financial institutions need leaders who have extensive knowledge relating to the legal issues in international finance and banking.
This PGDFL creates a new kind of financial services professional: graduates who are trained in both finance and law. You will develop an advanced interdisciplinary understanding of relevant legal and financial contexts and combines a highly analytic academic core with applications informed by current practice.
PT
Start 07 JAN 2025 (TUE)
Duration 12 months to 48 months
Fee HK$7,700 per Finance module
HK$10,900 per Law module
HK$10,900 per Law module
A unique programme that aims to provide students with a coherent, relevant and practical programme of knowledge in bank and insurance compliance and prepares them for a career in these and related sectors. Real-life cases and exampleswill be discussed, drawing reference from standards and rules highlighting the non-compliance issues involved and grey areas.
PT
Start 03 FEB 2025 (MON)
Duration 1 year to 3 years
Fee HK$7800
RELEVANT & PRACTICAL PROGRAMME IN SFC AND LISTING COMPLIANCE!! This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market. Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class.
PT
Start 03 FEB 2025 (MON)
Duration 1 year to 3 years
Fee HK$7800
Edinburgh Napier University, UK
- In 2023, The Business School increased its overall student satisfaction score to 87% (National Student Survey 2023)
- 85% of TBS graduates are in work or further study 15 months after graduation (Graduate Outcomes Survey, HESA)
- Top 10 UK Modern University for Accounting & Finance (THE World University Rankings 2022)
- The Business School is accredited by AACSB for excellence in teaching, research, curriculum development, and student learning; meaning that it is recognised as being among the top 6% of institutions offering Business degrees globally.
- Top in the UK for Value Added to students by Guardian University Guide 2017
- Take Current Insights from Thematic Seminars in Finance
- 24 hours per Module
- Honours Top-up Degree in 2 years Part-time
- Exemption of Associate Financial Planner Certification Education Programme by Institute of Financial Planners of HK
- Cover part of Chartered Financial Analyst (CFA) qualification’s required body of knowledge
- More than 2,000 Graduates in HK
PT
Start 02 JAN 2025 (THU)
Duration 2 years
Fee HK$11,700
The feature of this degree is to provide students with useful and relevant background in account and finance. This degree not only provides students with accounting techniques and focuses on computational skills with the aim of immediate application, but also enables students to evaluate the usefulness of their studies in different contexts and allows for them to further proceed into professional accounting and financial studies. The program is suitable for people who are interested in accounting and finance, accounting professions, investment banking, investment analysis and management, and etc.
PT
Start 08 SEP 2025 (MON)
Duration 2 years to 6 (Max) years
